Roger Wai Ming Chung
鍾偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Wai Ming Chung (鍾偉明), a licensed former licensee with CE reference ADK276. This person has 21.8 years of SFC licence history. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-23 | 2026-08-24 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-15 | 2025-04-10 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-30 | 2021-09-02 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2018-07-27 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-13 | 2018-03-08 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-16 | 2016-12-05 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-17 | 2015-11-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-19 | 2013-04-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-17 | 2013-01-31 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-30 | 2009-02-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-30 | 2007-10-09 |
| Prime Global InterBroker Limited 興偉聯合證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-21 | 2004-08-24 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-08 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-08 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Wai Ming Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.