Jing Ulrich
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing Ulrich, a licensed former licensee with CE reference ADI942. This person has 13.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-07-10 | 2026-07-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-07-10 | 2026-07-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-07-10 | 2026-07-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-21 | 2010-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-21 | 2010-08-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-30 |