Shing Wai Leung
梁成偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Wai Leung (梁成偉), a licensed former licensee with CE reference ACZ462. This person has 17.7 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Asset Management Limited 八方金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-05 | 2021-07-31 |
| Octal Capital Asset Management Limited 八方金融資產管理有限公司 |
RO | Type 9 - Asset management | 2020-09-29 | 2021-05-05 |
| Octal Capital Asset Management Limited 八方金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-16 | 2020-09-29 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2019-06-13 | 2020-02-06 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-13 | 2020-02-06 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-13 | 2020-02-06 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-03 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-11 | 2017-02-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-11 | 2017-02-12 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-28 | 2016-06-20 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-28 | 2016-06-20 |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-07 | 2015-01-20 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-19 | 2015-01-20 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-26 | 2006-10-17 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-26 | 2006-10-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2006-01-23 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-04 | 2006-01-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-21 | 2006-01-23 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-16 | 2004-09-20 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-22 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-22 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-22 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Wai Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.