Edmond Eng
伍少凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Eng (伍少凡), a licensed former licensee with CE reference ACW864. This person has 3.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 - Asset management | 2005-12-20 | 2006-09-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-16 | 2006-09-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-16 | 2006-09-28 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-11-16 | 2006-09-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 - Advising on securities | 2005-11-16 | 2006-09-28 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-11-16 | 2006-09-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 - Asset management | 2005-11-16 | 2006-09-28 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-26 | 2005-12-06 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 4 - Advising on securities | 2003-06-26 | 2004-12-14 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edmond Eng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.