Thomas William Ashworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas William Ashworth ( ), a licensed former licensee with CE reference ACQ696. This person has 9.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brooke Capital Limited |
RO | Type 4 - Advising on securities | 2011-09-30 | 2012-04-02 |
| Brooke Capital Limited |
RO | Type 9 - Asset management | 2011-09-30 | 2014-05-07 |
| Adept Capital Partners Advisers Limited | RO | Type 9 - Asset management | 2007-02-28 | 2010-12-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-07-29 | 2006-07-06 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-07-29 | 2006-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas William Ashworth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.