David Yat Tung Kwan
關日東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yat Tung Kwan (關日東), a licensed former licensee with CE reference AGT675. This person has 12.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2012-11-26 | 2016-12-31 |
| BGC Securities (Hong Kong) LLC | RO | Type 2 - Dealing in futures contracts | 2012-11-26 | 2016-12-31 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2012-10-16 | 2012-11-26 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2012-10-16 | 2012-11-26 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-04-25 | 2012-05-24 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-09-21 | 2012-05-24 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-25 | 2006-09-21 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-25 | 2007-04-25 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-10 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-10 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-10 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-10 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-10 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-10 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-10 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Yat Tung Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.