Kwok Fai Shum
岑國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Shum (岑國輝), a licensed Responsible Officer with CE reference ACP470. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 1 - Dealing in securities | 2026-07-03 | present |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2026-03-20 | 2026-07-03 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-01 | 2021-12-13 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-25 | 2018-08-27 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-17 | 2018-07-25 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-06 | 2017-10-20 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-23 | 2015-12-31 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-31 | 2014-09-23 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-19 | 2014-05-23 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-19 | 2014-05-23 |
| Public Securities Limited 大眾証券有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-20 | 2013-11-15 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-26 | 2012-10-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-13 | 2011-10-21 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-07 | 2010-07-13 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-02-07 | 2010-06-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2006-12-16 | 2010-06-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-30 | 2007-02-07 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-02 | 2010-06-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-10 | 2005-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Fai Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.