Zhizhong Yang

楊志中
CE No. ACO050 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhizhong Yang (楊志中), a licensed Representative with CE reference ACO050. Currently licensed at 1 firm(s): Ares Management Asia (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 21.

Licence history

FirmRoleRegulated activityFromTo
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 9 - Asset management 2019-12-19 present
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 1 - Dealing in securities 2019-11-27 present
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 4 - Advising on securities 2019-11-27 present
Asian Capital Limited
卓亞融資有限公司
RO Type 1 - Dealing in securities 2018-07-26 2019-11-06
Asian Capital Limited
卓亞融資有限公司
RO Type 4 - Advising on securities 2018-07-26 2019-11-06
Asian Capital Limited
卓亞融資有限公司
RO Type 6 - Advising on corporate finance 2018-03-13 2019-11-06
Asian Capital Limited
卓亞融資有限公司
Rep Type 6 - Advising on corporate finance 2017-12-05 2018-03-13
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2009-12-18 2017-05-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2009-12-18 2017-05-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 - Dealing in securities 2009-07-07 2009-12-18
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 - Advising on securities 2009-07-07 2009-12-18
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 6 - Advising on corporate finance 2009-07-07 2017-05-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2008-10-10 2009-07-07
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2008-10-10 2009-07-07
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
RO Type 6 - Advising on corporate finance 2005-10-05 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2004-09-15 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 - Advising on corporate finance 2004-09-15 2005-10-05
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-08-27
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-08-27
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-02-11

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