Anthony Sai Yin Yu
余世賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Sai Yin Yu (余世賢), a licensed former licensee with CE reference ACM394. This person has 8.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-06 | 2013-08-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-06 | 2011-10-08 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-06 | 2011-10-08 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2007-10-27 | 2010-04-09 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2007-08-22 | 2010-04-09 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2005-04-12 | 2005-11-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-08-11 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-09 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Sai Yin Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.