Sze Ki Yip
葉士奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ki Yip (葉士奇), a licensed former licensee with CE reference ACL453. This person has 12.7 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-03-26 | 2022-10-10 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-03-26 | 2022-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2021-03-26 | 2022-10-10 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2021-03-26 | 2022-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2021-03-26 | 2022-10-10 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2021-03-26 | 2022-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-12-22 | 2021-03-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-12-22 | 2021-03-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-12-22 | 2021-03-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-12-22 | 2021-03-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-12-22 | 2021-03-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-12-22 | 2021-03-26 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-06-09 | 2014-08-01 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-06-09 | 2011-12-31 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-06-09 | 2014-08-01 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 - Advising on securities | 2011-06-09 | 2014-08-01 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-06-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2011-06-09 | 2011-12-31 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2011-06-09 | 2014-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2011-06-09 | 2014-08-01 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 - Asset management | 2011-06-09 | 2014-08-01 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2011-06-09 | 2011-12-31 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 5 - Advising on futures contracts | 2011-05-04 | 2014-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2011-05-04 | 2014-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-07-26 | 2014-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-07-26 | 2014-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2010-07-26 | 2014-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-07-26 | 2014-08-01 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-02 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 4 - Advising on securities | 2008-10-02 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-10-02 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 9 - Asset management | 2008-10-02 | 2011-08-31 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-03 | 2008-10-01 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-21 | 2007-06-15 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-07-15 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2006-07-15 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Ki Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.