Warren Nicholas Blight
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Nicholas Blight ( ), a licensed former licensee with CE reference ACL103. This person has 7.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2014-02-07 | 2014-03-28 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 4 - Advising on securities | 2010-03-03 | 2012-06-25 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 - Dealing in securities | 2006-11-07 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 - Advising on securities | 2006-11-07 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | 2006-05-11 | 2006-11-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | 2006-05-11 | 2006-11-07 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Warren Nicholas Blight during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.