Nicholas Pak Ming Chan
陳百銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Pak Ming Chan (陳百銘), a licensed former licensee with CE reference ACL084. This person has 21.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-10 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-01 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-01 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-07-01 | 2025-01-13 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2006-06-22 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-09-30 | 2006-06-22 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-02 | 2006-06-22 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-04-02 | 2005-10-04 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-08 |
| Nerico Brothers Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-08 |
| Nerico Brothers Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Pak Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.