Wai Man Kwan
關惠文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Kwan (關惠文), a licensed Responsible Officer with CE reference ACJ105. Currently licensed at 1 firm(s): Solaro Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.4 years of SFC licence history. Total licence records on file: 39.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solaro Advisors Limited 微冠投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-04 | present |
| Solaro Advisors Limited 微冠投資管理有限公司 |
RO | Type 9 - Asset management | 2023-12-04 | present |
| Great Bay Partners Asia Company Limited 貝灣資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-25 | 2023-09-22 |
| Great Bay Partners Asia Company Limited 貝灣資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2022-02-25 | 2023-10-31 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-09 | 2020-06-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-09 | 2020-06-01 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-07-09 | 2020-06-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2019-07-09 | 2020-06-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-09 | 2020-06-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-09 | 2020-06-01 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-07-09 | 2020-06-01 |
| Bright Point International Securities Limited 亮點國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-21 | 2018-05-31 |
| Bright Point International Futures Limited 亮點國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-07-21 | 2018-05-31 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-15 | 2016-10-06 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-26 | 2016-10-06 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-23 | 2016-04-26 |
| iBest Securities Company Limited | RO | Type 1 - Dealing in securities | 2012-11-01 | 2016-02-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-01-13 | 2016-02-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-20 | 2016-02-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-05-20 | 2016-02-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2010-05-20 | 2016-02-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-05-20 | 2016-02-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-07-03 | 2009-11-03 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-18 | 2011-09-27 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-12-18 | 2011-09-27 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2007-12-18 | 2011-01-07 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-12-18 | 2011-01-07 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-09-12 | 2007-09-29 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-03 | 2007-09-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-16 | 2007-09-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-19 | 2004-08-20 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-19 | 2004-08-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-02-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-02-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.