Mona Wai King Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mona Wai King Wong (黃惠瓊), a licensed Responsible Officer with CE reference ACG986. Currently licensed at 1 firm(s): Yuet Sheung International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-10 | present |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-02-10 | present |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-07 | 2023-04-26 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-07 | 2023-04-26 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-11 | 2017-02-10 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 9 - Asset management | 2016-09-27 | 2016-12-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-25 | 2016-12-31 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-26 | 2015-09-01 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-14 | 2011-01-26 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-21 | 2009-12-07 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-02 | 2006-07-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-17 | 2005-06-06 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-21 | 2005-02-14 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-30 | 2004-10-12 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-18 | 2004-07-28 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-12-22 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-12-22 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mona Wai King Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.