Rongxia Su
宿榮俠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongxia Su (宿榮俠), a licensed former licensee with CE reference ATB921. This person has 5.5 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-07 | 2019-05-28 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-07 | 2019-05-28 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-11 | 2016-02-05 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-11 | 2016-02-05 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-01 | 2014-07-07 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-03 | 2010-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rongxia Su during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.