Paul Martin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Martin, a licensed former licensee with CE reference ACE273. This person has 10.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2014-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-19 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-15 | 2014-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-04-15 | 2013-08-31 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-26 | 2010-03-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2009-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-19 | 2009-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Martin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Benjamin Isaac Hoad | Knight Capital Asia Limited | 2009–2010 |
| Rebecca Wing Yan Fu | Knight Capital Asia Limited | 2009–2010 |
| Ian James O'Sullivan | Knight Capital Asia Limited | 2009–2010 |
| Philip John Gough | Knight Capital Asia Limited | 2009–2010 |
| David Parkhurst Hall | Knight Capital Asia Limited | 2009–2010 |
| Sean Robert Kelly | Knight Capital Asia Limited | 2009–2010 |
| Johnny Ka Ki Lau | Knight Capital Asia Limited | 2009–2010 |
| Daniel Joseph Murphy | Knight Capital Asia Limited | 2009–2010 |
| Guy Hamilton Robertson | Knight Capital Asia Limited | 2009–2010 |
| Kyle William Stewart | Knight Capital Asia Limited | 2009–2010 |
| Cliff Stevens Huang | Knight Capital Asia Limited | 2009–2010 |
| Jong Song Lee | Knight Capital Asia Limited | 2009–2010 |
| Eric Laurea Banson | Knight Capital Asia Limited | 2009–2010 |
| Yan Ting Cheng | Knight Capital Asia Limited | 2009–2010 |
| Quanyong Sun | Knight Capital Asia Limited | 2009 |