Ivy Sai Ying Lam
林世盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Sai Ying Lam (林世盈), a licensed former licensee with CE reference ACC900. This person has 9.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BHI Investment Advisors (Asia) Limited | RO | Type 1 - Dealing in securities | 2011-05-04 | 2013-05-01 |
| BHI Investment Advisors (Asia) Limited | RO | Type 4 - Advising on securities | 2011-05-04 | 2013-05-01 |
| BHI Investment Advisors (Asia) Limited | Rep | Type 1 - Dealing in securities | 2011-04-15 | 2011-05-04 |
| BHI Investment Advisors (Asia) Limited | Rep | Type 4 - Advising on securities | 2011-04-15 | 2011-05-04 |
| HSBC Trinkaus Investment Management Limited | RO | Type 1 - Dealing in securities | 2010-05-20 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited | RO | Type 4 - Advising on securities | 2010-05-20 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 1 - Dealing in securities | 2005-06-02 | 2010-05-20 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2010-05-20 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-01 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-01 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Sai Ying Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.