Diana Pui Kwan Ho
何佩君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Pui Kwan Ho (何佩君), a licensed former licensee with CE reference ABY481. This person has 17.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-23 | 2022-01-31 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-04 | 2017-09-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-10-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-10-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Diana Pui Kwan Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.