Kim Fung Ng

吳劍峯
CE No. ABX442 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Fung Ng (吳劍峯), a licensed former licensee with CE reference ABX442. This person has 19.5 years of SFC licence history. Total licence records on file: 13.

Information

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Licence history

FirmRoleRegulated activityFromTo
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2010-06-29 2022-12-28
One China Securities Limited
一中證券有限公司
Rep Type 1 - Dealing in securities 2007-01-04 2010-06-11
Planetree Securities Limited
梧桐證券有限公司
Rep Type 1 - Dealing in securities 2004-03-08 2007-01-01
Planetree Futures Limited
梧桐期貨有限公司
Rep Type 2 - Dealing in futures contracts 2004-03-08 2007-01-01
Winwin Securities Limited
共贏證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-01-12
Well Link International Securities Limited
立橋國際證券有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2004-01-12
Winwin Securities Limited
共贏證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-12
Well Link International Securities Limited
立橋國際證券有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-01-12
Winwin Securities Limited
共贏證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-12
Well Link International Securities Limited
立橋國際證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-12
Winwin Securities Limited
共贏證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-12
Well Link International Securities Limited
立橋國際證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-12
Winwin Securities Limited
共贏證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Fung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jones Law Kwong Chu Planetree Futures Limited 2004–2007
Chong Siu Chan Planetree Futures Limited 2004–2006
Chun Bong So Planetree Futures Limited 2004–2007
Tak Shun Wong Planetree Futures Limited 2004–2007
Houseman Pak Fai Ko Planetree Futures Limited 2004–2007
Alan Ngar Lok Cheung Planetree Futures Limited 2004–2007
Kwok Wai Lau Planetree Futures Limited 2004–2007
Dennis Kwai Sang Lo Planetree Futures Limited 2004–2007
Sereena Kam Oi Leung Planetree Futures Limited 2004–2007
Kwai Chun Line Planetree Futures Limited 2004–2007
Kwok Hoi Poon Planetree Futures Limited 2004–2007
Ronald See King Ko One China Securities Limited 2007–2010
Pat Wing Chan One China Securities Limited 2007–2010
Ching Yi Wong One China Securities Limited 2007–2010
Yiu Kwong Chan One China Securities Limited 2007–2010
Jacky Kam Sai Lam One China Securities Limited 2007–2010
Kin Li One China Securities Limited 2007–2010
Mo Chung Ng One China Securities Limited 2007–2010
Chi Kin Leung One China Securities Limited 2007–2010
Moon Kwong Tsui One China Securities Limited 2007–2010

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