Shirley Wai Ching Siu
蕭慧晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Wai Ching Siu (蕭慧晶), a licensed former licensee with CE reference ABP528. This person has 6.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2019-04-10 | 2019-08-23 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-07 | 2019-08-23 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-07 | 2019-08-23 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-12 | 2018-08-10 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-12 | 2018-08-10 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-18 | 2017-06-22 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-18 | 2017-06-22 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-29 | 2013-08-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-19 | 2013-08-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-13 | 2013-08-07 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-17 | 2008-06-27 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-17 | 2009-07-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-09-09 | 2005-05-06 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-20 | 2004-04-14 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-20 | 2004-04-14 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-07 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-07 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-07 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirley Wai Ching Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.