Vincent Kim Ming Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Kim Ming Chan (陳劍明), a licensed Representative with CE reference ABI373. Currently licensed at 2 firm(s): Solo Securities Limited, Solo Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 20.7 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-09 | present |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-06-09 | present |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-12 | 2021-06-30 |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-17 | 2021-02-26 |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-17 | 2021-02-26 |
| AUS Financial Group (Hong Kong) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2018-11-28 | 2020-10-31 |
| AUS Financial Group (Hong Kong) Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2018-07-04 | 2018-11-28 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-18 | 2018-03-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-18 | 2018-03-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-10-18 | 2018-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-10 | 2018-03-31 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-10 | 2018-03-31 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-01-10 | 2018-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-25 | 2016-12-16 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-25 | 2016-12-16 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-01-25 | 2016-12-16 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-01-01 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2005-01-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Kim Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kuo Hua Huang | Solo Futures Limited | 2021–present |
| Kim Fai Chan | Solo Futures Limited | 2021–present |
| Kai Tik Lam | Solo Futures Limited | 2021–present |
| Chi Hang Tang | Solo Futures Limited | 2021–present |
| Sze Ho Chan | Solo Futures Limited | 2021–2026 |
| Wai Hong Cheng | Solo Futures Limited | 2021–present |
| Scott Ho Yin Leung | Solo Futures Limited | 2021–present |
| Ching Yin Chung | Solo Futures Limited | 2021–2025 |
| Xinming Wang | Solo Futures Limited | 2022–2026 |
| Wan-Pao Chen | Solo Futures Limited | 2021–2024 |
| Kai Cheuk Tsang | Solo Futures Limited | 2021–2024 |
| Zhixuan He | Solo Futures Limited | 2023–present |
| William Rainer Mo | Solo Futures Limited | 2021–present |
| Chi Kin Tsang | Solo Futures Limited | 2021–2023 |
| Michael Hing Tong Wu | Solo Futures Limited | 2021–2024 |
| George Cheng Kown Lee | Solo Securities Limited | 2021–present |
| Chun Hing Brian Tse | Solo Futures Limited | 2022–2025 |
| Wei Hsun Li | Solo Securities Limited | 2021–2025 |
| Ho Leung Poon | Shun Loong Forex Company Limited | 2003–2005 |
| Kin Fan So | Shun Loong Forex Company Limited | 2003–2005 |