Wan-Pao Chen
陳萬保
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan-Pao Chen (陳萬保), a licensed former licensee with CE reference BHE055. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-21 | 2024-09-03 |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2024-09-03 |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-13 | 2024-09-03 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-13 | 2024-09-03 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-06-13 | 2024-09-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-05 | 2019-05-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-05-05 | 2019-05-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-18 | 2019-05-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-18 | 2019-05-06 |