Anna Marie Tham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Marie Tham (譚妙芳), a licensed Responsible Officer with CE reference ABH098. Currently licensed at 1 firm(s): Anglo Chinese Corporate Finance, Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 17.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-03-11 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 4 - Advising on securities | 2023-12-04 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 9 - Asset management | 2023-12-04 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-20 | 2023-12-04 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 9 - Asset management | 2023-11-20 | 2023-12-04 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-19 | 2023-06-27 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-19 | 2023-06-27 |
| Triada Capital Limited | RO | Type 4 - Advising on securities | 2015-06-26 | 2018-03-09 |
| Triada Capital Limited | RO | Type 9 - Asset management | 2015-06-26 | 2018-03-09 |
| Triada Capital Limited | Rep | Type 4 - Advising on securities | 2013-08-14 | 2015-06-26 |
| Triada Capital Limited | Rep | Type 9 - Asset management | 2013-08-14 | 2015-06-26 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-05-31 | 2013-02-19 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-03-31 | 2013-02-19 |
| Deltroit (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2009-07-08 | 2011-03-31 |
| Deltroit (Hong Kong) Limited | RO | Type 9 - Asset management | 2009-07-08 | 2011-05-31 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-12-31 | 2009-07-08 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-12-31 | 2009-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anna Marie Tham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.