Chuang Chieh Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuang Chieh Chu (朱創潔), a licensed Responsible Officer with CE reference ABE393. Currently licensed at 2 firm(s): Minerva Holding Financial Securities Limited, Minerva Asset Global Investment Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-22 | present |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 - Asset management | 2019-12-17 | present |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-12 | present |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-31 | 2017-10-12 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-01 | 2017-07-31 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-09-01 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuang Chieh Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.