Kwok Yan Ip
葉國恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yan Ip (葉國恩), a licensed Representative with CE reference ABN459. Currently licensed at 1 firm(s): YUEXING SECURITIES COMPANY LIMITED. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 1 - Dealing in securities | present | present |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-11-10 |