Andrew Guy Stiles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Guy Stiles, a licensed former licensee with CE reference ABE303. This person has 7.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Salisbury Securities Limited 莎利士堡証券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2013-08-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-09 | 2008-02-13 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-09 | 2008-02-13 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-05-27 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-27 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-27 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Guy Stiles during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.