Wai Fun Yuen
袁惠芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fun Yuen (袁惠芬), a licensed former licensee with CE reference ABE241. This person has 6.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2014-07-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-06 | 2014-07-09 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-25 | 2012-02-25 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-29 | 2012-02-25 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-29 | 2012-02-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-14 | 2009-01-24 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-21 | 2009-01-24 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2007-04-23 | 2008-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Fun Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.