Joyce Po Kuen Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Po Kuen Kwan (關寶娟), a licensed Responsible Officer with CE reference ABC588. Currently licensed at 1 firm(s): Macedon Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-30 | present |
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
RO | Type 9 - Asset management | 2025-12-30 | present |
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-28 | 2025-12-30 |
| Macedon Asset Management Limited 馬其頓資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-05-28 | 2025-12-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-01-07 | 2025-05-15 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 - Asset management | 2025-01-07 | 2025-05-15 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-19 | 2025-01-07 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-12-19 | 2025-01-07 |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-27 | 2024-10-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-27 | 2024-10-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-17 | 2023-06-27 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-08 | 2023-04-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2013-02-27 | 2020-05-19 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-12-07 | 2020-05-19 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-16 | 2012-12-07 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2011-11-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-23 | 2010-10-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-02 | 2010-10-03 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-25 | 2007-02-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joyce Po Kuen Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.