Shuk Fan Lo
羅淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fan Lo (羅淑芬), a licensed Representative with CE reference ABA569. Currently licensed at 1 firm(s): Hantec Securities Co. Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-20 | present |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-11 | 2023-03-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-30 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-30 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Fan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.