William Samuel Kaye

CE No. AAZ895 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Samuel Kaye, a licensed Responsible Officer with CE reference AAZ895. Currently licensed at 1 firm(s): Pacific Group Limited, The. Active regulated activities: Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Pacific Group Limited, The RO Type 9 - Asset management Pre-2003 present
Pacific Group Limited, The RO Type 4 - Advising on securities Pre-2003 2005-02-24
Pacific Group Limited, The RO Type 5 - Advising on futures contracts Pre-2003 2005-02-24
Pacific Group Limited, The RO Type 6 - Advising on corporate finance Pre-2003 2005-02-24

Related