Kai Cho Chan
陳繼祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Cho Chan (陳繼祖), a licensed former licensee with CE reference AAW922. This person has 12.3 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-04 | 2015-08-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-06-11 | 2015-08-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-04 | 2010-06-11 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-04-15 | 2006-01-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-04-15 | 2004-10-15 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 - Asset management | 2003-04-15 | 2004-10-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Cho Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.