Spencer Wing Fai Law
羅榮輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Wing Fai Law (羅榮輝), a licensed former licensee with CE reference AAK487. This person has 12.1 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-12 | 2016-03-15 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 4 - Advising on securities | 2015-08-12 | 2016-03-15 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 - Advising on securities | 2014-05-07 | 2015-01-30 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-03 | 2015-01-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-30 | 2013-04-30 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-10 | 2012-03-09 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-26 | 2012-03-31 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2011-08-26 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-30 | 2011-07-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-24 | 2011-02-28 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-02-23 | 2008-11-24 |
| EAA Securities Limited 東美證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Spencer Wing Fai Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Morgan Pak On Hui | GEO Securities Limited | 2013–2015 |
| Yat Kei Teddy Tse | GEO Securities Limited | 2013–2015 |
| Hoi Ho Chiu | GEO Securities Limited | 2013–2015 |
| Sheung Nim Lun | GEO Securities Limited | 2013–2015 |
| Kin Heng Lim | GEO Securities Limited | 2013–2015 |
| Wai Ming Yuen | GEO Securities Limited | 2013–2015 |
| Yuen Sang Lee | EAA Securities Limited | 2003–2004 |
| Tsz Fung Tam | GEO Securities Limited | 2013–2015 |
| Wai Ming Lee | EAA Securities Limited | 2003–2004 |
| Ada Yuk Ling Ting | EAA Securities Limited | 2003–2004 |
| Ka Shun Leung | GEO Securities Limited | 2013–2015 |
| Chung Ho Ng | GEO Securities Limited | 2013–2015 |
| Sau Man Wong | GEO Securities Limited | 2013–2015 |
| Kwong Wa Chan | GEO Securities Limited | 2013–2015 |
| Ho Chuen Cheung | GEO Securities Limited | 2013–2015 |
| So Yee Chow | GEO Securities Limited | 2013–2015 |
| Chin Chiu Lau | GEO Securities Limited | 2013–2015 |
| Yau Ming Nip | EAA Securities Limited | 2003–2004 |
| Cindy Man Yi Lui | GEO Securities Limited | 2013–2015 |
| Ronny Ming Wai Tong | GEO Securities Limited | 2013–2015 |