John Zee
徐強生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Zee (徐強生), a licensed former licensee with CE reference AAE260. This person has 6.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-24 | 2018-08-24 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-24 | 2018-08-24 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-08-24 | 2018-08-24 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-24 | 2018-08-24 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-24 | 2018-08-24 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-08-24 | 2018-08-24 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-24 | 2018-08-24 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-24 | 2019-02-24 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-24 | 2019-02-24 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2018-08-24 | 2019-03-08 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 - Advising on securities | 2018-08-24 | 2019-02-24 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-24 | 2019-02-24 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-08-24 | 2019-02-24 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 - Asset management | 2018-08-24 | 2019-02-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-04-08 | 2008-09-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-07 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-13 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as John Zee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.