Mandy Lai Wa Lau
劉麗華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Lai Wa Lau (劉麗華), a licensed Representative with CE reference AAD897. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-28 | present |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2010-03-22 | 2014-10-25 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-24 | 2010-03-19 |
| Bokhary Securities Limited 包大衞証券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-01 | 2007-08-16 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-09 | 2005-05-31 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-28 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mandy Lai Wa Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.