Randy Chun Kit Yau
邱俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Randy Chun Kit Yau (邱俊傑), a licensed former licensee with CE reference AAD733. This person has 18.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-20 | 2025-06-23 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-28 | 2024-01-26 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-28 | 2024-01-26 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-25 | 2013-09-09 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-25 | 2013-09-09 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-22 | 2013-05-20 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-22 | 2013-05-20 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-23 | 2007-06-29 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-23 | 2007-06-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-06 | 2007-04-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-06 | 2007-04-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-13 | 2007-03-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2007-03-01 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-08 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-10-08 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-04-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Randy Chun Kit Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.