Kin Ming Shum
岑建明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ming Shum (岑建明), a licensed Representative with CE reference AAD283. Currently licensed at 1 firm(s): Kingston Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-23 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-10 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-01-10 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Ming Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.