Peter Yiu Man Fu
符耀文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yiu Man Fu (符耀文), a licensed Responsible Officer with CE reference AAC370. Currently licensed at 1 firm(s): VC Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.8 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-21 | present |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-01 | present |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2018-11-21 | 2023-10-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-01 | 2016-12-01 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-12-01 | 2018-08-10 |
| Ethk Funds Limited | Rep | Type 9 - Asset management | 2016-12-01 | 2018-11-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-02 | 2013-10-20 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2006-10-23 | 2006-12-07 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-10-23 | 2006-12-07 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-23 | 2006-10-23 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-23 | 2006-10-23 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-02-05 | 2006-01-01 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-02-05 | 2006-01-01 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-02-05 | 2004-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Yiu Man Fu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.