Ming Kwong Tse
謝明光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Kwong Tse (謝明光), a licensed former licensee with CE reference ABE299. This person has 20.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-12 | 2023-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 - Advising on securities | 2020-10-12 | 2023-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 - Asset management | 2020-10-12 | 2023-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-07 | 2020-10-12 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-07 | 2020-10-12 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 - Asset management | 2020-10-07 | 2020-10-12 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2017-03-09 | 2020-09-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 - Advising on securities | 2005-01-20 | 2020-09-30 |
| VC Futures Limited 滙盈期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-01-20 | 2020-09-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2020-09-30 |
| VC Futures Limited 滙盈期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2020-09-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Kwong Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Wai Leung | VC Futures Limited | 2003–2020 |
| Man Hoi Ng | VC Futures Limited | 2003–2018 |
| Po Chu Lau | VC Futures Limited | 2003–2020 |
| Chung Shing Cheung | VC Futures Limited | 2003–2020 |
| Chi Ho Leung | VC Futures Limited | 2003–2020 |
| Joanna Shuk Yee Cheung | VC Futures Limited | 2003–2020 |
| Siu Lee Ching | VC Futures Limited | 2003–2020 |
| Thomas Kam Tong Leung | VC Futures Limited | 2003–2020 |
| Sammy Lam | VC Futures Limited | 2003–2020 |
| David Ngai | VC Futures Limited | 2003–2020 |
| Rosinna Man Wah Sum | VC Futures Limited | 2003–2020 |
| Anna Yuen Ming Tong | VC Futures Limited | 2003–2020 |
| Venus Suet Lin Yuen | VC Futures Limited | 2003–2020 |
| Kei Tat Lee | VC Futures Limited | 2008–2020 |
| Sau Ho Chan | VC Futures Limited | 2003–2018 |
| Lois Kam Lo Chan | VC Futures Limited | 2003–2018 |
| Ping Yee Tam | VC Brokerage Limited | 2004–2020 |
| Ella Sau Kuen Lau | VC Futures Limited | 2003–2018 |
| Leo Wai Choi Hung | VC Futures Limited | 2003–2018 |
| Sau Pan Yu | VC Brokerage Limited | 2003–2020 |