Ken Kin Wing Lau
劉建荣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Kin Wing Lau (劉建荣), a licensed former licensee with CE reference AAB985. This person has 4.7 years of SFC licence history. Total licence records on file: 17.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-05-22 | 2020-06-30 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-28 | 2020-06-30 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-22 | 2020-06-30 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-22 | 2020-06-30 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-22 | 2019-03-28 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 9 - Asset management | 2018-11-19 | 2019-01-03 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-16 | 2019-01-03 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-16 | 2019-01-03 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-16 | 2018-11-19 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-20 | 2018-05-31 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-20 | 2018-05-31 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-29 | 2018-04-06 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-29 | 2018-04-06 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-08-24 | 2018-04-06 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-12 | 2013-06-07 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2013-06-07 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-06 | 2013-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Kin Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.