Ngat Wong
汪屹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngat Wong (汪屹), a licensed former licensee with CE reference APW582. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-05 | 2024-11-29 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-09 | 2024-11-29 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-25 | 2024-09-13 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 4 — Advising on securities | 2017-05-25 | 2024-09-13 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-03 | 2017-05-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-16 | 2015-05-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-16 | 2015-05-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-25 | 2015-05-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-25 | 2015-05-09 |