Substance Capital (HK) Limited
元實資本有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Substance Capital (HK) Limited (元實資本有限公司), a Hong Kong-based licensed corporation with CE reference BFQ989. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2015-08-28.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-09-02 | 2021-07-07 |
| Type 4 - Advising on securities | 2015-08-28 | 2023-03-27 |
| Type 9 - Asset management | 2015-08-28 | 2023-03-27 |
Licensed staff trend
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Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chien-Hua Chen 陳建華 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-04 | 2022-04 |
| Hui-Ming Chen 陳慧明 | RO 4, 9 Rep 1 | 2017-08 | 2018-04 |
| Cheng-Tang Matt Hsieh 謝承唐 | RO 1, 4, 9 | 2015-08 | 2023-03 |
| Yi-Tsyr Lin 林懿慈 | RO 1, 4, 9 | 2015-08 | 2023-03 |
| Daniel Pun 潘達賢 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-02 | 2022-09 |
| Chih-Min Wang 王智民 | RO 4, 9 | 2015-08 | 2016-09 |
| Pei Wei Wu 吳佩偉 | RO 1, 4, 9 Rep 4, 9 | 2016-12 | 2022-09 |
| I Chen Lin 林宜臻 | Rep 1, 4, 9 | 2019-09 | 2022-09 |
| Yik Fong Wong 王亦方 | Rep 1, 4, 9 | 2018-02 | 2022-09 |
Showing 1–9 of 9