Grace Financial Limited
恩榮金融有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Financial Limited (恩榮金融有限公司), a Hong Kong-based licensed corporation with CE reference AQG945. Current licensed staff on file: 0 (total recorded over time: 17). Earliest licence on file: 2008-02-13.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2008-02-13 | 2021-04-23 |
| Type 9 - Asset management | 2008-02-13 | 2021-04-23 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Roy Yang Chung Chen 陳仰宗 | RO 4, 9 | 2008-02 | 2021-03 |
| Kok Onn Chia 謝國安 | RO 4, 9 | 2011-06 | 2020-12 |
| Yuen Man Alice Chong 莊婉文 | RO 4, 9 Rep 4, 9 | 2013-08 | 2020-10 |
| Ji Nok Ho 何子諾 | Rep 4, 9 | 2020-07 | 2020-10 |
| Sofia Xiaobi Wang 王瀟碧 | Rep 4, 9 | 2016-05 | 2020-10 |
| Chi Shing Lee 李志成 | RO 4, 9 Rep 4, 9 | 2008-02 | 2018-08 |
| Ho Ming Samuel Poon 潘浩明 | Rep 4, 9 | 2013-08 | 2018-05 |
| Ching Yee Wong 王靜儀 | Rep 4, 9 | 2016-01 | 2016-12 |
| Hou Him Luk 陸浩謙 | Rep 4, 9 | 2013-08 | 2015-08 |
| Ka Kin Law 羅家健 | RO 4, 9 Rep 4, 9 | 2010-09 | 2014-11 |
| Lai Yin Mok 莫麗賢 | Rep 4, 9 | 2013-04 | 2014-02 |
| Lena Yan Mei Wong 王茵媚 | Rep 4, 9 | 2011-03 | 2013-11 |
| Hang Chin Cheung 張恆展 | Rep 4 | 2009-08 | 2013-07 |
| Sonny Kim Leong Wong 黃劍亮 | Rep 4, 9 | 2011-07 | 2013-04 |
| Thomas Chung Hau Wong 王忠孝 | Rep 4, 9 | 2009-11 | 2013-02 |
| Ka Man Lau 劉嘉敏 | Rep 4, 9 | 2009-07 | 2010-07 |
| Richard Harris | RO 4, 9 Rep 4, 9 | 2008-06 | 2008-11 |
Showing 1–17 of 17