Chi Shing Lee
李志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Lee (李志成), a licensed former licensee with CE reference AQH598. This person has 7.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 - Advising on securities | 2014-11-20 | 2018-08-20 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 - Asset management | 2014-11-20 | 2018-08-20 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-04 | 2014-11-20 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 - Asset management | 2014-11-04 | 2014-11-20 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 - Advising on securities | 2008-02-13 | 2011-07-06 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 - Asset management | 2008-02-13 | 2011-07-06 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Shing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Roy Yang Chung Chen | Grace Financial Limited | 2008–2018 |
| Kok Onn Chia | Grace Financial Limited | 2011–2018 |
| Yuen Man Alice Chong | Grace Financial Limited | 2013–2018 |
| Ho Ming Samuel Poon | Grace Financial Limited | 2013–2018 |
| Ka Kin Law | Grace Financial Limited | 2010–2014 |
| Thomas Chung Hau Wong | Grace Financial Limited | 2009–2013 |
| Lena Yan Mei Wong | Grace Financial Limited | 2011–2013 |
| Hang Chin Cheung | Grace Financial Limited | 2009–2013 |
| Sofia Xiaobi Wang | Grace Financial Limited | 2016–2018 |
| Hou Him Luk | Grace Financial Limited | 2013–2015 |
| Sonny Kim Leong Wong | Grace Financial Limited | 2011–2013 |
| Ka Man Lau | Grace Financial Limited | 2009–2010 |
| Ching Yee Wong | Grace Financial Limited | 2016 |
| Lai Yin Mok | Grace Financial Limited | 2013–2014 |
| Richard Harris | Grace Financial Limited | 2008 |