Lai Yin Mok

莫麗賢
CE No. AYS637 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yin Mok (莫麗賢), a licensed former licensee with CE reference AYS637. This person has 0.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Grace Financial Limited
恩榮金融有限公司
Rep Type 4 - Advising on securities 2013-04-25 2014-02-27
Grace Financial Limited
恩榮金融有限公司
Rep Type 9 - Asset management 2013-04-25 2014-02-27

Worked alongside

The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Yin Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Kin Law Grace Financial Limited 2013–2014
Roy Yang Chung Chen Grace Financial Limited 2013–2014
Kok Onn Chia Grace Financial Limited 2013–2014
Chi Shing Lee Grace Financial Limited 2013–2014
Hou Him Luk Grace Financial Limited 2013–2014
Ho Ming Samuel Poon Grace Financial Limited 2013–2014
Lena Yan Mei Wong Grace Financial Limited 2013
Yuen Man Alice Chong Grace Financial Limited 2013–2014
Hang Chin Cheung Grace Financial Limited 2013
Sonny Kim Leong Wong Grace Financial Limited 2013
Explore the interactive colleague network →

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