Yuen Man Alice Chong
莊婉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Man Alice Chong (莊婉文), a licensed former licensee with CE reference ABI140. This person has 15.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 - Advising on securities | 2016-12-01 | 2020-10-31 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 - Asset management | 2016-12-01 | 2020-10-31 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-21 | 2016-12-01 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 - Asset management | 2013-08-21 | 2016-12-01 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-18 | 2011-12-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-14 | 2008-01-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-14 | 2010-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Man Alice Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.