Yuen Man Alice Chong
莊婉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Man Alice Chong (莊婉文), a licensed former licensee with CE reference ABI140. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 — Advising on securities | 2016-12-01 | 2020-10-31 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 — Asset management | 2016-12-01 | 2020-10-31 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-21 | 2016-12-01 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 — Asset management | 2013-08-21 | 2016-12-01 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-18 | 2011-12-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-14 | 2008-01-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-14 | 2010-11-03 |