New Star International Investment Products (Asia) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for New Star International Investment Products (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AHF148. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2007-02-13.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-02-13 | 2009-03-31 |
| Type 4 - Advising on securities | Pre-2003 | 2009-03-31 |
| Type 9 - Asset management | Pre-2003 | 2007-04-03 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Philip Mark Goldsmith | RO 1, 4, 9 | Pre-2003 | 2009-03 |
| Francis Hugh Magnus Leach | RO 1, 4 Rep 1, 4 | 2007-06 | 2009-03 |
| Kanise Choi Wah Chan 陳再華 | Rep 1, 4 | 2008-07 | 2008-09 |
| Lucy Monica Bernays | Rep 1 | 2008-02 | 2008-05 |
| Louis Lok Ming Poon 潘樂鳴 | RO 1, 4 Rep 4, 9 | 2004-03 | 2008-05 |
| Philip John Scott Gray | RO 4, 9 | Pre-2003 | 2006-10 |
| Diccon Carl Henry Martin | Rep 4, 9 | Pre-2003 | 2006-07 |
| James Edmund Campion | RO 4 Rep 4 | 2004-10 | 2006-02 |
| Lewis Kai Pong Leung 梁啟邦 | Rep 4, 9 | Pre-2003 | 2004-01 |
Showing 1–9 of 9