Francis Hugh Magnus Leach
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Hugh Magnus Leach, a licensed Representative with CE reference AGK055. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 18.5 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-06 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-26 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-26 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-06 | 2021-07-20 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2010-08-16 | 2011-06-01 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 - Advising on securities | 2010-08-16 | 2011-06-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-11 | 2010-08-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-11 | 2010-08-16 |
| New Star International Investment Products (Asia) Limited | RO | Type 1 - Dealing in securities | 2008-03-28 | 2009-03-31 |
| New Star International Investment Products (Asia) Limited | RO | Type 4 - Advising on securities | 2008-03-28 | 2009-03-31 |
| New Star International Investment Products (Asia) Limited | Rep | Type 1 - Dealing in securities | 2007-06-04 | 2008-03-28 |
| New Star International Investment Products (Asia) Limited | Rep | Type 4 - Advising on securities | 2007-06-04 | 2008-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Hugh Magnus Leach during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.