Whole Win Securities Limited
鴻運証券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Whole Win Securities Limited (鴻運証券有限公司), a Hong Kong-based licensed corporation with CE reference ADH584. Current licensed staff on file: 0 (total recorded over time: 11).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2013-01-14 |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-15 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-15 |
| Type 9 - Asset management | Pre-2003 | 2004-11-15 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Siu Ming Lau 劉兆明 | Rep 1 | 2006-12 | 2006-12 |
| Barry Kam Pui Chung 鍾錦培 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Ravan Hak Kan Wu 胡克勤 | Rep 1 | 2005-07 | 2006-06 |
| Fung Ming Yeung 楊鳳鳴 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Wai San Yung 容偉珊 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Ricky Kam Shui Chan 陳錦緒 | Rep 1 | 2004-04 | 2006-05 |
| Betty Huey Ju Leung Wu 梁吳惠珠 | RO 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| Jimmy Kai Ming Lo 盧啟銘 | RO 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| Kam Tong Tai 戴錦棠 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| Fung Lan Yip 葉鳳蘭 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| Yik Shing Mok 莫亦誠 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
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