Yik Shing Mok
莫亦誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Shing Mok (莫亦誠), a licensed former licensee with CE reference AAD907. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-16 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-15 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Shing Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Fung Ming Yeung | Whole Win Securities Limited | 2003–2005 |
| Jimmy Kai Ming Lo | Whole Win Securities Limited | 2003–2005 |
| Fung Lan Yip | Whole Win Securities Limited | 2003–2005 |
| Barry Kam Pui Chung | Whole Win Securities Limited | 2003–2005 |
| Betty Huey Ju Leung Wu | Whole Win Securities Limited | 2003–2005 |
| Kam Tong Tai | Whole Win Securities Limited | 2003–2005 |
| Wai San Yung | Whole Win Securities Limited | 2003–2005 |
| Ricky Kam Shui Chan | Whole Win Securities Limited | 2004–2005 |