Chang (SFC:BVI355) Liu
刘畅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang (SFC:BVI355) Liu (刘畅), a licensed Representative with CE reference BVI355. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-11-22 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-22 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-17 | 2024-09-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-09-17 | 2024-09-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-08-27 | 2024-08-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-08-27 | 2024-08-30 |